Medicare Advantage Plans & Other Medicare Plans
Module 11

Session Topics

Lesson 1 - Medicare Health Plan Choices

Lesson 2 - Marketing Guidelines

Lesson 1 - Medicare Health Plan Choices
*	What are Medicare Advantage (MA) Plans
*	Who can join and when
*	How MA Plans work 
*	Types of MA Plans
*	Other Medicare Plans
*	Rights and protections
-	Including appeals



What Are Medicare Advantage (MA) Plans?
*	Health plan options approved by Medicare 
*	Run by private companies 
*	Part of the Medicare program
-	Sometimes called "Part C"
*	Available in many areas of the country
*	Provide Medicare-covered benefits
-	May cover extra benefits, e.g.; vision or dental
Who Can Join?
*	Eligibility requirements
-	Live in plan's service area
-	Entitled to Medicare Part A
-	Enrolled in Medicare Part B
-	Not have End-Stage Renal Disease (ESRD) at enrollment
*	Some exceptions
*	To join an MA plan, a person must also
-	Agree to provide the necessary information to the plan
-	Agree to follow the plan's rules
-	Belong to only one Medicare Advantage plan at a time 




Medicare Advantage Trial Right 
Special Election Period
*	People who join an MA plan for the first time
-	When first eligible for Medicare at age 65 or 
-	Leave Original Medicare and drop Medigap policy
*	Can disenroll from MA plan during first 12 months
-	Join Original Medicare
-	Have guaranteed issue for Medigap policy
How MA Plans Work
*	You get Medicare-covered services through the plan
-	All Part A and Part B covered services
-	Some plans may provide additional benefits
*	Most plans include prescription drug coverage
-	Part D
*	You may have to go to network doctors or hospitals
*	MA may be different than Original Medicare
-	Benefits and cost-sharing
How Do Medicare Advantage Plans Work? (continued)
*	You are still in Medicare program
*	You still have Medicare rights and protections
*	If the plan leaves Medicare
-	You can join another MA plan
-	You can return to Original Medicare
MA Costs
*	Must still pay Part B premium
-	Some plans may pay all or part for you
-	Some people may be eligible for state assistance
*	May pay an additional monthly premium to plan
*	You pay deductibles, coinsurance and copayments 
-	Different from Original Medicare
-	Varies from plan to plan
-	Costs may be higher if you go out of network
MA - New for 2011
*	If you are accepted as a participant in an approved clinical research study	
-	Your costs may be lower
-	Some costs may be covered by your plan (Section 2101)
*	MA Plans can't charge more than Original Medicare
-	For certain services, e.g., chemotherapy, dialysis, and skilled nursing facility care (Section 3202)
*	MA Plans must limit your out-of-pocket costs
-	For Part A and part B covered services (Section 3202)
Types of Medicare Advantage Plans
*	Medicare Health Maintenance Organization (HMO)
*	Medicare Preferred Provider Organization (PPO)
*	Medicare Private Fee-for-Service (PFFS)
*	Medicare Special Needs Plan (SNP)
*	Point of Service Plan (POS)
*	Medicare Medical Savings Account (MSA)




Changes in Access Requirements 
for PFFS Plans - By 2011 
*	Employer/non-employer PFFS plans may conform
-	With contracted provider network meeting CMS' rules  
-	By paying the Original Medicare payment rate or more
-	Having providers deemed to be contracted as providers
*	With a sufficient number and range of providers
*	Non-employer PFFS must conform
-	If two or more network-based MA plan options exist



Other Medicare Advantage Plans
*	Less common plans include
-	Point of Service (POS) Plan
*	May allow some services out-of-network for a higher cost
-	Medical Savings Account (MSA) Plans
*	Combines a high deductible health plan with a bank account
*	Medicare deposits money into the account
*	You use the money to pay for your health care services

Other Medicare Plans
*	Not Medicare Advantage, but still part of Medicare
*	Some provide Part A and/or Part B coverage 
*	Some provide Part D coverage
*	They include
-	Medicare Cost Plans
-	Demonstrations/Pilot Programs
-	Programs of All-inclusive Care for the Elderly (PACE)
Cost Plans
*	Available in limited areas
*	Can join even if only have Part B
*	If you go to a non-network provider
-	Services are covered under Original Medicare
*	Join Cost Plan any time accepting new members
*	Can leave Cost Plan any time
-	Return to Original Medicare
*	Can get Medicare prescription drug coverage 
-	From the plan (if offered)
-	Buy a Medicare prescription drug plan
Demonstrations/Pilot Programs
*	Special projects that test improvements in
-	Medicare coverage
-	Payment
-	Quality of care
*	Eligibility usually limited
-	Specific group of people
-	Specific area of country
*	Examples
-	MA Plan for ESRD patients
-	New Medicare preventive services
Medicare PACE Plans
*	Programs of All-inclusive Care for the Elderly
*	Combine services for frail elderly people
-	Medical, social, long-term care services
-	Include prescription drug coverage
*	Might be better choice than nursing home
*	Only in states that offer it under Medicaid
*	Qualifications vary from state to state
-	Contact state Medical Assistance office for information
Rights in All Medicare Plans 
*	All people with Medicare have guaranteed rights
-	To get the health care services they need
-	To receive easy-to-understand information
-	To have their personal medical information 
kept private
Rights in Medicare Health Plans
*	Choice of health care providers
*	Access to health care providers (treatment plan)
*	Know how your doctors are paid
*	Fair, efficient, and timely appeals process
-	Fast appeals in certain health care settings
*	Grievance process
*	Coverage/payment information before service
*	Privacy of personal health information
Appeals in Medicare Advantage
*	Plan must say in writing how to appeal if it
-	Will not pay for a service
-	Does not allow a service
-	Stops or reduces a course of treatment
*	Can ask for fast (expedited) decision
-	Plan must decide within 72 hours
*	See plan's membership materials
-	Include instructions on how to file an appeal or grievance
Medicare Part C Appeals Process
Medicare Health Plan
 Fast Appeals Process
*	Notice of Medicare Non-Coverage
-	 Provider must deliver at least 2 days before Medicare-covered SNF, CORF, or HHA care will end
*	If you think services are ending too soon
-	Contact your Quality Improvement Organization (QIO) 
*	No later than noon the day before Medicare-covered services end to request a fast appeal
*	See your Notice for how to contact your QIO and for other important information
*	QIO must notify you of its decision 
-	By close of business of the day after it receives all necessary information
Inpatient Hospital Appeals
*	When services are ending too soon
*	Provider/plan must give Notice of Discharge and Medicare Appeal Rights
-	At least the day before services end if
*	The enrollee disagrees with the discharge decision, or
*	The provider/plan lowers the enrollee's care level in the same facility
*	Decision from QIO usually within 2 days
Rights if You File an Appeal 
with Your Medicare Health Plan
*	Right to plan's files about you (your case file)
-	Call or write your plan
-	May charge you a reasonable fee for copying and mailing

Required Notices
*	Plan sponsors must provide notices after every 
-	Adverse determination
-	Adverse appeal 
*	Include
-	Detailed explanation of why services denied
-	Information on next appeal level
-	Specific instructions

Lesson 2 - Marketing Guidelines

Marketing Provisions
*	Medicare Marketing Guidelines 
-	Revised August 7, 2009
*	New Regulation-4085-F 
Codifies some areas of existing marketing guidance 
-	Effective for contract year 2011
*	CMS marketing requirements 
-	Apply to Medicare Advantage Plans, Prescription Drug Plans and Cost Plans
*	Unless indicated otherwise in regulation or guidance

New Marketing Provisions-4085-F
*	Certain beneficiary communication materials 
-	Do not require review 
-	Plan sponsors are required to use standardized model marketing materials under Parts C & D 
*	When CMS provides standardized models materials
Key Policy Updates Since August 2009
*	Standardization of plan names on marketing materials
*	Plan ratings disclosure requirements
*	Outbound enrollment verification calls
*	Plan mailing statements  on envelopes/mailings
 Disclosure of Plan Information for 
New and Renewing Members
*	MA and PDPs must disclose plan information 
-	At time of enrollment and at least annually 
*	Required Annual Notice of Change/Evidence of Coverage
*	Comprehensive or Abridged Formulary
*	Pharmacy Directory
*	Provider Directory
*	Member ID card
o	 only at the time of enrollment and as needed

Promotional Activity Reminders

Nominal Gifts
*	Organizations can offer gifts to potential enrollees
-	Must be of nominal value
*	Defined in marketing guidelines
*	Currently set at $15, based on retail price
*	Must be given whether beneficiary enrolls or not
Promotional Activity Reminders (continued)
Unsolicited Contacts
*	Extends existing prohibition on door-to-door solicitation to other instances, e.g.; 
-	Outbound marketing calls
-	In common areas like parking lots, hallways, lobbies
-	Calls/visits after attendance at sales event
-	Unless express permission given
-	Unsolicited emails
Promotional Activity Reminders (continued)
Cross Selling
*	Prohibited during any MA or Part D sales activity or presentation
*	Cannot market non-health care related products
-	e.g.; annuities, life insurance
*	Allowed on inbound calls when requested by beneficiary
Promotional Activity Reminders (continued)
Scope of Appointments
*	Must specify types of products to be discussed
-	Prior to marketing and/or in-home appointment
*	e.g.; Medigap, MA, or PDP
*	Additional products can only be discussed
-	On beneficiary request at a separate appointment
Promotional Activity Reminders (continued)
Health Care Settings
*	Marketing allowed in common areas
-	Hospital or nursing home cafeterias
-	Community or recreational rooms
-	Conference rooms
*	No plan marketing activities in health care setting
-	Waiting rooms
-	Exam rooms and hospital patient rooms
-	Dialysis centers and pharmacy counter areas

Promotional Activity Reminders (continued)
Educational Events
*	No plan marketing activities at educational events
-	Health information fairs
-	Conference expositions
-	State- or community-sponsored events
*	Plans may distribute
-	Medicare and/or health educational materials
-	Agent/broker business cards, upon beneficiary request
*	Containing no marketing information
Promotional Activity Reminders (continued) 

Prohibition of Meals
*	Prospective enrollees may not 
-	Be provided meals at sales events
-	Have meals subsidized
*	Applies at any event or meeting where
-	Plan benefits are being discussed, or
-	Plan materials are being distributed
State Licensure of Agents

*	MA and PDP organizations agents/brokers
-	Must be state-licensed, certified, or registered
*	Applies to both contracted and employed agents/brokers
State Appointment of Agents

*	MA and PDP organizations must comply with state appointment laws
-	Require plans to give state information about which agents are marketing their plans
*	Any required appointment fees must be paid
-	Became effective January 1, 2009
Reporting of Terminated Agents

*	MA and PDP organizations must report termination of any agents/brokers
-	In accordance with state appointment law
-	To state in which agent/broker is appointed
-	Must include reasons for termination
Agent/Broker Compensation

*	Compensation rules for MA and PDPs that market through agents/brokers
-	Both contracted and employed
-	Designed to eliminate inappropriate plan moves
Agent/Broker Training and Testing
*	All agents/brokers must be trained and 
tested annually
-	Medicare rules and regulations
-	Plan details specific to plan products being sold
-	Both contracted and employed agents
-	Completed prior to the start of  the new marketing season
*	To market after that date
Agent/Broker Training and Testing (continued)
*	Testing requires passing score of 85%
-	May be written or computerized
-	Training and testing programs must maintain integrity
-	Must have process for handling agents
*	Who don't pass the test on the first try

CMS 2010 Marketing Surveillance 

*	To detect, prevent and respond to marketing  violations
-	Secret shopping of over 1300 public sales event 
-	Pilot secret shopping of one-on-one appointments
-	Special focus on non-renewals (NR)
*	Secret shopping in 55 markets with highest NR rates
*	Secret shopping of plan call centers



CMS 2010 Marketing Surveillance (continued)

*	To detect, prevent and respond to marketing violations
-	Review plan advertisements 
-	Review of plans website Medicare information